Head of Compliance

Hybrid / Remote

£75,000 - £95,000

The Company…

Forward Role are working alongside an award winning financial services company currently searching for a Head of Compliance to join their team.

A little bit more about you…

• Own and expand compliance framework.
• Oversee the preparation and provision of timely, concise, and relevant compliance-related management information.
• Design and conduct ad hoc compliance audits.
• Ensure the timely and accurate submission of regulatory filings and other documents to regulators.
• Monitor internal and external business, regulatory and technology environments to identify new or emerging compliance risks and verify remediation of issues as applicable.
• Manage customer remediation projects.
• Enhance and maintain the company’s money laundering risk profile, considering their customer, product and activity base, distribution channels, complexity and volume of transactions, processes and systems and operating environment.
• Review Compliance-owned policies, and procedures to ensure ongoing maintenance of these considering business and regulatory change.
• Working with the Senior Regulatory Compliance Manager to identify and advise on new regulations or regulatory changes to the business.

Your skills…

• Extensive experience in compliance with FCA regulated firms, with knowledge of FCA rules and regulatory environment
• Experience in the application and operation of three lines of defence model.
• Prior experience in co-ordinating and filing regulatory reports
• Complete understanding of compliance monitoring systems
• Understanding of anti-money laundering and know-your-customer best practices within UK regulation.

Benefits…

• 26 days holiday (+ additional leave)
• Employee discount
• Gym membership
• Life insurance
• Sick pay
• Wellness programme
• Work from home

Sound good? Apply Now!

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Forward Role is operating as an employment agency.